introduction
what this section sets up: the physical picture (single-sphere microstructure + projection), and the role of Φ as a Lagrange-multiplier–type constraint rather than a dynamical field.
what you do here:
- internalize: Φ enforces balance; it’s elliptic, not hyperbolic—so it does not add a wave.
- note the scope vs. other approaches: this isn’t a UV theory; it’s a derivation/recovery in a regime.
what to verify (quick sanity):
- read how “screened regimes” are referenced and remember you’ll later see explicit inequalities (ε_scr ≪ 1).
outputs you carry forward:
- conceptual model for why no new graviton polarizations appear.
- expectation that exterior solutions look like GR vacuum.
axioms (a1–a6′)
what this section sets up: the minimal ingredients the rest of the paper is allowed to use.
what you do here:
- a1/a2: note the micro space S²×S¹ and a projection Π with weights W(x,σ). observables are averages over σ with normalized W.
- a3: all fields couple universally to g and the same W. you will use this to (i) fix a single Newton constant G and (ii) force a compact Yang–Mills structure with one U(1).
- a4: the cycle phase gives discrete weights (e.g., zeta-like factors) without adding spacetime DOF.
- a5: Φ is a constraint (no kinetic term).
- a6′: boundary value problem: Φ solves Poisson inside sources and homogeneous Laplace outside, with homogeneous boundary data on a closed surface S and at infinity. this will be the hammer that kills Φ in exteriors.
how to check:
- confirm normalization ∫_S W dμ = 1 is stated.
- confirm there’s no (∂Φ)² term anywhere in the action (later).
outputs you carry forward:
- a single G must appear consistently.
- Φ vanishes outside S under the stated boundary data.
pitfalls:
- forgetting that a6′ is an exterior statement. inside S you do not generally have Φ=0.
projection, fields, observables
what this section sets up: precise definitions and the “screening knob”.
what you do here:
- record the explicit projection formula and normalization.
- meet the EFT remainder δℙ and define ε_scr = sup |δℙ|/Λ⁴ over a domain D.
- read the boxed “screening conditions”: in screened domains, Φ obeys elliptic constraints and higher-dim operators are suppressed by ε_scr.
how to use:
- when you later claim GR equivalence, make sure ε_scr ≪ 1 is assumed.
- when you compute anything observable, you’re allowed to drop O(ε_scr) terms.
outputs you carry forward:
- a clean statement that Φ lives in H¹ with the given boundary data (regularity for maximum principle later).
- the dictionary: ρ = rest-mass density; ε = projected “core-energy.”
action with elliptic sorting
what this section sets up: the actual action and why its form is fixed.
what you do here:
- note the “variational selection”: in 4D, second-order, diffeo-invariant ⇒ Einstein–Hilbert (EH); well-posed Dirichlet problem ⇒ add Gibbons–Hawking–York (GHY).
- read the full action S = ∫√−g [ (1/16πG)R + ℒ_m − Φ(ρ−ε) ] + GHY.
- check “no (∇Φ)² term” is explicit (A5).
- normalization lemma: vary w.r.t. Φ to get ∇²Φ = 4πG(ρ−ε). by A3, the same G must appear in the metric equation. this locks G consistently across Newtonian and relativistic sectors.
- do the Newtonian sign check: for ε ≪ ρ, it reduces to ∇²Φ = 4πGρ.
how to verify quickly:
- perform a 1-line variation δS/δΦ to see the Poisson equation.
- match the Newtonian potential normalization to fix the sign and G.
outputs you carry forward:
- the equations of motion you’ll use and the fact G is now fixed once and for all.
pitfalls:
- adding any kinetic or potential term for Φ would break the dof count later.
variation and einstein equations
what this section sets up: the field equations and the “eliminate Φ” move.
what you do here:
- read the off-shell variation: the metric equation is the Einstein equation with the usual stress tensor; the Φ equation is the elliptic constraint.
- inspect the “detailed metric variation”: how ρ, ε shift under metric variation (useful for consistency).
- key step: eliminate Φ by solving its constraint and substituting back. this removes any Φ-stress; remaining corrections are O(ε_scr).
- theorem t6 (exterior GR equivalence): with compact support and homogeneous boundary data, Φ=0 outside S ⇒ exterior dynamics reduce to GR vacuum/matter.
how to verify:
- recall the maximum principle/uniqueness for Laplace’s equation with homogeneous data to justify Φ≡0 in the exterior.
- check boundary conditions match a6′.
outputs you carry forward:
- outside sources, you can work exactly like GR.
- inside sources, Φ is solved instantaneously by Poisson.
pitfalls:
- using exterior equivalence without homogeneous boundary data on S.
- forgetting O(ε_scr) terms if you step outside strictly screened domains.
3+1 (adm) decomposition and dof
what this section sets up: constraint structure and dof counting.
what you do here:
- list primary constraints (π_N≈0, π_i≈0, π_Φ≈0) and secondary ones (𝓗≈0, 𝓗_i≈0, 𝓒_Φ≈0 with 𝓒_Φ: ∇²Φ − 4πG(ρ−ε)).
- see that the (π_Φ, 𝓒_Φ) block is second class/invertible via (∇²)⁻¹ so Φ doesn’t propagate.
- pass to Dirac brackets and confirm the Dirac algebra closes with two tensor modes left.
how to check:
- count: metric 6 config dof → after constraints/gauge, 2 propagating DOF remain.
- ensure no leftover scalar constraint becomes dynamical.
outputs you carry forward:
- linear theory should be pure spin-2 massless (next section).
pitfalls:
- mixing up constraint classes before/after imposing the Green operator.
linearized theory and propagator
what this section sets up: the graviton content.
what you do here:
- linearize in harmonic gauge to get □ \bar h_{μν} = −16πG T_{μν}.
- confirm only two transverse-traceless polarizations propagate.
- note Φ contributes nothing to wave propagation (it’s elliptic).
outputs you carry forward:
- PPN and GW sectors should look like GR at leading order.
post-newtonian (ppn) analysis
what this section sets up: weak-field, slow-motion phenomenology.
what you do here:
- read off the metric potentials to 1PN order: γ=β=1.
- record “no −1PN dipole radiation” since there is no long-range scalar.
- confirm the quadrupole flux is the GR result; waves travel at c in screened regimes.
how to use:
- for timing, lensing, Shapiro delay, perihelion precession—use GR formulas.
- for GWs: use standard PN phasing without dipole terms.
outputs you carry forward:
- the paper’s observational examples (Shapiro, GW phasing) follow directly.
standard model (sm) sector — overview
what this section sets up: why the low-energy gauge group and charges come out as in the SM under minimal assumptions.
what you do here:
- log the assumptions (A3-style universality/locality; compact simple factors × one U(1); observed chiral content; one Higgs doublet; anomaly cancellation; no Witten anomaly; asymptotic freedom of color).
- see the exclusion lemmas removing extra groups/factors at low energy (either extra massless vectors or need for extra fields).
- main claim: only SU(3)_c × SU(2)_L × U(1)_Y works with the observed chiral content.
how to verify:
- sanity-check each exclusion: would an added factor force extra light bosons or new anomaly-cancelling matter? yes → excluded by “minimality.”
outputs you carry forward:
- the SM group is fixed; next you’ll fix the hypercharges.
pitfalls:
- confusing “UV unifications are allowed” with “they must appear here.” the text is agnostic about the UV and only derives the low-energy group.
one-generation multiplets & hypercharge (theorem s1)
what this section sets up: the unique hypercharge assignment.
what you do here:
- write the linear anomaly constraints (SU(3)²U(1), SU(2)²U(1), grav–U(1)) and two ID equations from Q = T₃ + Y (set Y_{q_L}=1/6, Y_{e_R} = −1).
- solve the 5×5 system to get Y(q_L, u_R, d_R, ℓ_L, e_R) = (1/6, 2/3, −1/3, −1/2, −1).
- check that U(1)_Y³ anomaly then vanishes automatically.
how to verify:
- actually row-reduce the given A·Y=b (it’s short).
- plug the solution back into all four anomaly conditions.
outputs you carry forward:
- the charge assignments needed to write the covariant derivatives and Yukawas.
anomaly cancellation (table)
what this section sets up: a compact ledger.
what you do here:
- verify each anomaly sum is zero using the found hypercharges.
outputs you carry forward:
- green light to write the full renormalizable SM lagrangian.
full sm lagrangian (derived content)
what this section sets up: the kinetic terms, covariant derivatives, Higgs potential, and Yukawas.
what you do here:
- write the gauge kinetic terms for SU(3), SU(2), U(1).
- write fermion kinetic terms with D_μ that includes g₃, g₂, g_Y and the right generators/hypercharges.
- write the Higgs sector with one doublet and the mexican-hat potential.
- write the renormalizable Yukawas: −\bar q_L Y_u \tilde φ u_R − \bar q_L Y_d φ d_R − \bar ℓ_L Y_e φ e_R + h.c.
how to verify:
- check operator dimensions ≤ 4 and gauge invariance with the established Ys.
- confirm no bare Dirac mass terms appear because of chirality.
outputs you carry forward:
- the complete low-energy field theory content—ready for EWSB, mixing, and RG.
assumption audit (sm)
what this section sets up: provenance of ingredients.
what you do here:
- tie back to axioms: A3 drives the gauge redundancy and bundle structure; A4 only touches spectral weights; Φ doesn’t enter particle physics.
why it matters:
- to show you didn’t smuggle in the SM—you derived it under stated minimal assumptions.
higgs & yukawa sector (uniqueness)
what this section sets up: why those are the only renormalizable couplings.
what you do here:
- scan allowed gauge-invariant operators with d ≤ 4.
- verify nothing else (beyond kinetic, gauge, φ potential, and the three Yukawas) is allowed.
output:
- uniqueness of the renormalizable flavor-generating interactions.
electroweak symmetry breaking (ewsb)
what this section sets up: symmetry breaking and mass generation.
what you do here:
- take ⟨φ⟩ = (0, v/√2)ᵗ; break SU(2)×U(1) → U(1)_EM.
- get W/Z masses and gauge mixing; confirm photon is massless.
outputs you carry forward:
- fermion mass matrices from Yukawas, and the need to diagonalize them.
masses & mixing (ckm/pmns)
what this section sets up: flavor structure.
what you do here:
- diagonalize Yukawas; note misalignment → CKM in quarks and (if neutrino masses are added) PMNS in leptons.
- the text stays agnostic on neutrino mass mechanism (Dirac/Majorana) since it’s beyond the minimal set shown.
three-generation checks
what this section sets up: anomalies still cancel and global anomalies remain absent.
what you do here:
- recall anomaly cancellation is generation-wise, so 3×(per-gen zero) = zero.
- Witten SU(2) global anomaly remains absent: each generation has an even number of SU(2) doublets.
notes on renormalization
what this section sets up: running and scheme matching.
what you do here:
- note that, in screened regimes, loop integrals can be organized to preserve Ward identities and match an MS-like scheme.
- record that one-loop βs match the SM (spelled out in the appendix).
how to use:
- for rough running, use the standard one-loop coefficients listed later.
cosmological linear perturbations (svt)
what this section sets up: cosmological phenomenology in the screened limit.
what you do here:
- adopt gauge-invariant SVT variables.
- in screened limit: scalar slip Φ−Ψ = 0; vector modes decay; tensor modes propagate luminally with the standard friction term 3H \dot h.
- growth, ISW, and lensing reduce to ΛCDM.
how to use:
- standard ΛCDM linear codes/intuition apply provided screening inequalities hold.
observational fits
what this section sets up: concrete checks.
what you do here:
- Shapiro delay formula with γ=1; the provided solar-system estimate is ∼120 μs (order-of-magnitude match to Cassini).
- GW phasing: no dipole (−1PN) term; leading quadrupole phasing as in GR.
how to use:
- when building constraints, you can port GR pipelines directly for these observables.
predictions & falsifiability
what this section sets up: ways to break the model.
what you do here:
- note hard predictions: (i) dipole radiation fraction ≲10⁻³ of GR; (ii) c_GW = c within experimental bounds; (iii) PPN γ=β=1 to current precision.
- any confirmed deviation in screened environments would falsify the framework as stated.
quantum outlook (non-axiomatic)
what this section sets up: a sketch, not a proof.
what you do here:
- recognize that a constrained path/hamiltonian quantization where Φ remains non-propagating is plausible.
- claim is modest: low-energy EFT matching to GR/SM seems straightforward; no UV completion is asserted.
appendix: constraint algebra
what this section sets up: the brackets and closure.
what you do here:
- read the matrix of Poisson brackets among constraints.
- see the (π_Φ, 𝓒_Φ) block is invertible via the Laplacian Green’s operator.
- pass to Dirac brackets; confirm closure and 2 propagating tensor DOF.
how to use:
- this underpins the “no extra scalar wave” statement in the main text.
appendix: one-loop β-functions (ms-like)
what this section sets up: running of couplings.
what you do here:
- write SU(N) general form, then the SM numbers:
- SU(3): 16π² β_{g₃} = −7 g₃³
- SU(2): 16π² β_{g₂} = −19/6 g₂³
- U(1)Y: 16π² β{g_Y} = +41/6 g_Y³ (and GUT-norm version)
- plus β_{y_t} and β_λ.
quick check: per-generation ∑ Y² = 10/3, Higgs = 1/2 → reproduces 41/6.
how to use:
- for quick RG running or cross-checks, plug these into standard one-loop equations.
Big Picture
- Microstructure: single sphere S² × S¹ with phase θ.
- Projection Π averages micro observables with normalized weights W(x,σ).
- Sorting field Φ: elliptic, non-propagating constraint; enforces energy–mass balance.
- Scope: Equivalence to GR + SM holds in screened/validated regimes.
Axioms (A1–A6′)
- A1 Micro: 𝒮=S²×S¹, σ=(n,θ).
- A2 Projection: (Π𝒪)(x)=∫𝒮W(x,σ)𝒪σ(x)dμ, ∫W=1.
- A3 Universality & locality: same metric g and same weights for all matter/gauge fields.
- A4 Cycle phase: discrete weights (e.g., zeta) but no new spacetime DOF.
- A5 Φ is a Lagrange multiplier (no kinetic term).
- A6′ Exterior BVP: inside sources ∇²Φ=4πG(ρ−ε); outside ∇²Φ=0 with homogeneous data on S and at ∞ → Φ≡0 outside.
Projection & Screening
ε_scr
measures EFT remainder size.
- EFT remainder: δℙ=∑ c_i Λ^{4−Δ_i} 𝒪_i, Δ_i>4.
- ε_scr := sup_D |δℙ|/Λ⁴ ≪ 1 ⇒ keep only leading terms; Φ remains constraint.
Action & Normalization
- Lovelock (4D, 2nd order) ⇒ Einstein–Hilbert; GHY for Dirichlet metric variation.
- Full action: S=∫√−g[(1/16πG)R + ℒ_m − Φ(ρ−ε)] + SGHY.
- Vary Φ ⇒ ∇²Φ=4πG(ρ−ε) (Poisson).
- Normalization Lemma: A3 forces same G in Einstein eqs and Poisson limit.
- Newtonian check: ε≪ρ ⇒ ∇²Φ=4πGρ (signs fixed).
Field Eqs & Exterior Equivalence
- Metric variation: G_{μν}=8πG T_{μν}.
- Constraint: ∇²Φ=4πG(ρ−ε).
- Eliminate Φ (solve/substitute) ⇒ Φ-stress cancels; corrections are O(ε_scr).
- T6: with A6′ data, Φ≡0 outside S ⇒ exterior = GR vacuum/matter.
ADM & DOF
- Primary: π_N≈0, π_i≈0, π_Φ≈0.
- Secondary: 𝓗≈0, 𝓗_i≈0, 𝓒_Φ:=∇²Φ−4πG(ρ−ε)≈0.
- (π_Φ, 𝓒_Φ) block invertible via (∇²)⁻¹ ⇒ Φ non-propagating.
- Dirac algebra closes ⇒ 2 tensor DOF propagate.
Linearized & Propagation
- Harmonic gauge: □ \bar h_{μν} = −16πG T_{μν}.
- Only the GR spin-2 modes (TT) propagate; Φ does not.
PPN & GWs
- 1PN metric: γ=β=1.
- No long-range scalar ⇒ no −1PN dipole radiation.
- Quadrupole flux (GR): ẊE = −(G/5)⟨ Q‴_{ij} Q‴^{ij} ⟩; GW speed = c (screened).
SM Sector — Overview
- A3 universality/locality; compact simple factors × one U(1).
- Observed chiral content; one Higgs doublet (2,1/2).
- Anomalies cancel; no Witten SU(2) anomaly; AF of color.
Hypercharge Derivation (S1)
- SU(3)²U(1): 2Y_{q_L}−Y_{u_R}−Y_{d_R}=0
- SU(2)²U(1): 3Y_{q_L}+Y_{ℓ_L}=0
- grav–U(1): 6Y_{q_L}−3Y_{u_R}−3Y_{d_R}+2Y_{ℓ_L}−Y_{e_R}=0
- IDs: Y_{q_L}=1/6, Y_{e_R}=−1
- Y(q_L,u_R,d_R,ℓ_L,e_R)=(1/6, 2/3, −1/3, −1/2, −1)
- U(1)Y³ anomaly then vanishes automatically.
Anomaly Cancellation
- Tr Y = 0; SU(2)²U(1) = 0; SU(3)²U(1) = 0; U(1)³ = 0; grav–U(1) = 0 (per generation).
- Witten SU(2) global anomaly absent (4 doublets per gen).
Full SM Lagrangian (Renormalizable)
- Gauge: −¼(Ga⋅Ga + Wi⋅Wi + B⋅B)
- Fermions: ∑ ψ̄ iγ·D ψ, with D=∂−ig₃T·G−ig₂τ·W−ig_Y Y B
- Higgs: (Dφ)†(Dφ) − μ²|φ|² − λ|φ|⁴, φ∼(2,1/2)
- Yukawas: − q̄_L Y_u ṽφ u_R − q̄_L Y_d φ d_R − ℓ̄_L Y_e φ e_R + h.c.
EWSB & Mixing
- ⟨φ⟩=(0,v/√2) → SU(2)×U(1) → U(1)EM; photon massless.
- Fermion masses from Yukawas; misalignment ⇒ CKM (and PMNS if ν masses included).
Renormalization (1-Loop)
- SU(3): 16π² β_{g₃}=−7 g₃³
- SU(2): 16π² β_{g₂}=−19/6 g₂³
- U(1)Y: 16π² β_{g_Y}=+41/6 g_Y³ (GUT: β_{g₁}=+41/10 g₁³)
- Top: 16π² β_{y_t}=y_t(9/2 y_t² − 17/12 g_Y² − 9/4 g₂² − 8 g₃²)
- Higgs: 16π² β_λ=12λ²−(9g₂²+3g_Y²)λ+9/4 g₂⁴+3/2 g₂²g_Y²+3/4 g_Y⁴+12λy_t²−12y_t⁴
Cosmology (SVT, Linear)
- Screened limit: scalar slip Φ−Ψ = 0; vectors decay.
- Tensors: ẍh_{ij}+3Hẋh_{ij}−∇²h_{ij}=0 (luminal).
- Growth/ISW/lensing reduce to ΛCDM.
Observational Fits
- Shapiro delay: Δt=(1+γ)(2GM/c³) ln(4r₁r₂/b²), γ=1 (Cassini-consistent).
- GW phasing: no −1PN dipole; leading quadrupole as in GR.
Predictions & Falsifiability
- PPN: γ=β=1 in screened regimes.
- cGW=c within bounds.
- Dipole radiation ≲10⁻³ of GR (effectively absent).
Quantum Outlook (Sketch)
- Constrained quantization with non-propagating Φ is plausible.
- Low-energy EFT matching to GR/SM expected; no UV completion asserted.
Appendix Quick Refs
- Constraint algebra: (π_Φ,𝓒_Φ) invertible via (∇²)⁻¹; Dirac brackets close → 2 tensor DOF.
- β-functions: see “Renormalization” block for 1-loop MS-like coefficients.
“How to Drive” Checklist
- Exterior GR: assume A6′; solve ∇²Φ=0 outside → Φ=0 → use GR.
- DOF Count: list constraints incl. 𝓒_Φ; eliminate Φ via Green’s operator; 2 tensor modes left.
- PPN/GW: set γ=β=1; remove −1PN; use GR quadrupole; assume ε_scr≪1.
- SM Group: apply minimality + anomaly constraints → SU(3)×SU(2)×U(1).
- Hypercharges: solve 5×5 linear system → unique Ys.
- Cosmology: impose screening; use ΛCDM linear results (Φ−Ψ=0, c_T=c).